Tag Archives: SEC

Affiliate Marketing

Lawsuit: SEC Gathering Information on US Inventory Market Traders

Posted on by admin
22
Apr

A new lawsuit alleges that the U.S. Securities and Exchange Commission (SEC) has been illegally tracking the data of Americans who have invested in the stock market. The lawsuit, filed by the New Civil Liberties Alliance last week in Texas, claims that the agency has been illegally collecting data through the “Consolidated Audit Trail” program […]

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Affiliate Marketing

SEC hits funding advisors for violation of selling guidelines

Posted on by admin
12
Apr

The Securities and Exchange Commission (SEC) has cracked down on five registered investment advisers. The SEC imposed fines on five entities for violating marketing rules in what would be the second wave of regulatory action in the space of a year. SEC fines investment advisors All five firms have held their hands up and agreed […]

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